At Peltzer Capital Management we value the safety and privacy of your personal information. We want you to understand what information we collect and how we use it. In order to provide our clients with financial products and services as effectively and conveniently as possible, we use technology to manage and maintain our client information. The following policy serves as a standard for all our employees for collection, use, retention, and security of nonpublic personal information.

Information We Collect:

Information reported by you on applications or other forms you provide to us

Information about your transactions with us, our affiliates, or others

“Nonpublic personal information” is information about you that is not publicly available which we obtain in connection with providing a financial product or service to you. For example, nonpublic personal information includes information regarding your account balance, asset holdings and account numbers. Nonpublic information does not include information that is publicly available, such as your name and address, if it is made available to the general public from government records or widely distributed media.

To Whom We Disclose Non-Public Personal Information:

Peltzer Capital Management does not share or disclose any nonpublic personal information about its current or former clients, except as outlined by this policy.

We may disclose nonpublic personal information only with your consent.

We may also disclose nonpublic personal information about you to third parties to assist us in servicing your account or in other circumstances permitted by law. For example, we may disclose nonpublic personal information about you to government entities in response to a subpoena.

We may also disclose all information to third parties that perform services on our behalf including third parties with which we have joint marketing agreements.

Such parties may only use your nonpublic personal information on our behalf and are required, by agreement, not to disclose that information to other parties.

If you decide to close your account(s) or become an inactive client, we will continue to adhere to the privacy policies and practices as described in this notice..